Online Documentation
This page will be used to provide paid delegates of the conference with access to any presentations that were not included in the conference documentation. Only paid conference delegates have permission to access IIR online documentation.
While these presentations were not available to be included in your conference documentation, IIR is pleased to make them available to all conference delegates through this web site.
You will need the freely available Adobe Acrobat Reader, which is available by clicking here. To access the presentations:
- Click the title of the session
- You can choose to view the file online or save the file to your computer
- You can print the files and add them to your other conference material
Track B – For AML Officers and Departments
Techniques for Integrating Risk-Based Rules within Transaction Monitoring Systems
Moderator:
Darren J. Donovan, National Forensic Banking & Finance Industry Leader, KPMG FORENSICSM
Panelists:
Jack Sonnenschein, Managing Director and Global Head of AML Audit, BANK OF NEW YORK MELLON
Heli Leesment, Director of Anti-Money Laundering Compliance, RBC FINANCIAL GROUP
Methods for Writing, Filing and Following Up on SARs to Aid Law Enforcement
Moderator:
Tim O’Neal Lorah, Global Head, AML, MORGAN STANLEY
Panelists:
Albert V. De Leon, Esq., Head of Compliance Advisory, Monitoring & Reporting-OCNA, ZURICH FINANCIAL SERVICES
Sal LaScala, Executive Director, DAYLIGHT FORENSIC
Tom Fleming, Assistant Director, FINCEN
A) Canada
Heli Leesment, Director of Anti-Money Laundering Compliance, RBC FINANCIAL GROUP
B) East Asia
Irwin Nack, SVP, Head of BSA/AML Compliance, BANK OF TOKYO-MITSUBISHI UFJ
C) Latin America & Caribbean
Patricia Sullivan, Head of AML Compliance, UBS INVESTMENT BANK AMERICAS
Karen O’Brien, CAMS, Managing Partner, GLOBAL COMPLIANCE SOLUTIONS
D) Middle East
Leah Fenwick, FSVC
E) Eastern Europe (Russia)
Leah Fenwick, FSVC
Additional Reference Materials
*Please download or print and bring to sessions.
Office of Foreign Assets Control Economic Sanctions Enforcement Guidelines
Submitted by: Dennis Wood
Bank Secrecy Act / Anti-Money Laundering Examination Manual
Submitted by: Mary Rand
Suspicious Activity Reporting Assessment
Submitted by: Mary Rand
Anti-Money Laundering Regulation of Broker-Dealers
Submitted by: Betty Santangelo